Privacy Policy and Disclosures


Welcome to the Greentech Capital Advisors Internet Site (the “Site”). It is owned and operated by Greentech Capital Advisors, LLC (“Greentech Capital Advisors,” “we,” “us,” or “our.”). By using or accessing the Site, you agree to be legally bound and abide by the terms and conditions set forth below and elsewhere on this Site.

I. PRIVACY POLICY

(i) Information Collection and Use

Greentech Capital Advisors recognizes how important it is for you to feel confident in the knowledge that your personal financial information is secure. We are committed to protecting and safeguarding the personal and financial information that you have entrusted to us.

In the course of doing business with clients, Greentech Capital Advisors collects confidential information about clients. “Confidential information” is financial and any other information about our clients that is non-public and personally identifiable such as, but not limited to, name, address, date of birth, or social security numbers.

Greentech Capital Advisors collects information or data from you in various ways, including during the course of your use of the Site and from other sources, such as keeping the contact details we already hold for you accurate and up to date using publicly available sources.

(ii) How We Use Information

Greentech Capital Advisors collects and uses collected data, including any personal information, for the following legitimate business purposes:

• administration of our Site and applications;
• the continuation of our business and the provision of legal services;
• provision of information regarding our offices, services, publications, marketing materials, and all other information offered by us;
• our careers and human resources services; and
• matters incidental to the above, where permitted by applicable local law and regulation.

(iii) What Information We Will Disclose and to Whom We Will Disclose That Information

Greentech Capital Advisors may disclose confidential information about clients as may be permitted or required by applicable laws or regulations. Accordingly, it may disclose confidential information about clients:

• to government entities, in response to subpoenas, information requests, or to comply with applicable laws or regulations;
• when clients instruct, or consent to, Greentech Capital Advisors making such disclosure;
• to service providers that perform services for us, such as our external auditors, outside counsel, and service providers that process or service our transactions; and
• to affiliates, to the extent deemed necessary by our advisers for facilitating services provided by such affiliates to us or for purposes of compliance with the applicable laws and regulations.

(iv) Information About Former Clients

Even if a client is no longer transacting with us, we will adhere to the privacy policies and practices described in this notice.

(v) How We Safeguard Information

Within Greentech Capital Advisors, access to confidential information about clients is limited to its employees, affiliates and in some cases to third parties (for example, the service providers described above) as may be permitted or required by applicable laws or regulations. Greentech Capital Advisors and its service providers maintain physical, electronic and procedural safeguards to guard clients’ confidential information.

If this Privacy Policy changes in any material way, you will be notified through appropriate means. If you have questions or comments about our privacy policy, please call us at (212) 946-3360 for further information or explanation.

(vi) Your Rights Regarding Your Information

Subject to the provisions of local laws and regulations from time to time, you may be entitled:

• to object, on grounds relating your particular situation and subject to certain conditions, to the processing of your personal information;
• to request confirmation as to whether Greentech Capital Advisors has personal information relating to you;
• to access the personal information about you being processed by us and to certain information about the processing of that personal information;
• to require us to erase personal information about you in certain circumstances, subject to compliance with any applicable data retention obligation;
• to restrict us from processing personal information about you in certain circumstances;
• to stop unauthorized transfers of your personal information to a third party; and
• if you are subject to French data protection laws, to establish guidelines for the preservation, the deletion, and the transmission of your personal information after your death.

II. GENERAL DISCLAIMERS

Greentech Capital Advisors provides the Site only for your convenience. Neither Greentech Capital Advisors, nor its managing partner, partners, employees or other representatives, warrant that the Site will be uninterrupted or error-free; nor do they make any warranty as to the results that may be obtained from the use of the Site. The Site is provided without warranties of any kind, either expressed or implied, including but not limited to warranties of title or implied warranties of merchantability or fitness for a particular purpose. Neither Greentech Capital Advisors nor any other party involved in creating, producing, or distributing the Site shall be liable for any direct, indirect, incidental, special, or consequential damages that result from the use of or inability to use the Site, including but not limited to interruptions, deletion of files or email, errors, defects, viruses, delays in operation or transmission, or any failure of performance, whether or not resulting from force majeure, communications failure, theft, destruction, or unauthorized access to Greentech Capital Advisors’ records, programs, or services. Because some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages, in such jurisdictions, our liability is limited by the fullest extent permitted by law.

This Site is not intended for any use which would be contrary to local law or regulation. No portion of this Site is directed at you if Greentech Capital Advisors is prohibited by any law of any jurisdiction from making the information on this Site available to you. No portion of this Site constitutes investment, legal or other advice nor is it to be relied upon in making an investment decision. No portion of this Site constitutes an offer or an invitation to make an offer to sell securities or to provide investment services of any description.

By using the Site, you are agreeing that your personal data may be utilized by Greentech Capital Advisors and may be held and processed as well as disclosed to third parties anywhere in the world, both electronically and manually, for the purposes of Greentech Capital Advisors’ administration and/or management of its employees, its prospective employees and/or its business, and/or for compliance with applicable policies and procedures, laws and regulations. E-mail messages may not be secure and may be intercepted by third parties. If you send us an e-mail containing confidential information about you, you agree that you do so at your own risk and that you hold Greentech Capital Advisors harmless from any loss that you may suffer as a result.

United States Regulatory Information: Greentech Capital Advisors Securities, LLC is registered as a broker-dealer with the U.S. Securities and Exchange Commission (“SEC”) and is a member of the Financial Industry Regulatory Authority (“FINRA”), as well as a member of the Securities Investor Protection Corporation. Please visit www.finra.org for more information.

III. EMAIL DISCLAIMER

THIS MESSAGE AND ANY ATTACHMENTS ARE CONFIDENTIAL, PROPRIETARY, AND MAY BE LEGALLY PRIVILEGED.

If this message was misdirected, Greentech Capital Advisors, LLC and its affiliates (“Greentech”) do not waive any confidentiality or privilege. This message is for the named person’s use only. If you receive this message in error, please immediately delete it and all copies of it from your system, destroy any hard copies of it and notify the sender. You must not, directly or indirectly, use, disclose, distribute, print, or copy any part of this message if you are not the intended recipient. The views and opinions expressed in this e-mail message are the author’s own and may not reflect the views and opinions of Greentech, unless the author is authorized by Greentech to express such views or opinions on its behalf. Greentech reserves the right to retain, intercept and monitor all e-mail communications through its networks to the extent legally allowed.

E-mail messages may contain computer viruses or other defects, may not be accurately replicated on other systems, or may be intercepted, deleted or interfered with without the knowledge of the sender or the intended recipient. If you are not comfortable with the risks associated with e-mail messages, you may decide not to use e-mail to communicate with Greentech.

IV. FUND DISCLAIMER

The GCA Sustainable Growth Long Only Fund and the GCA Emerging Markets Sustainable Growth Fund (“the Funds”) are not registered under the Investment Company Act of 1940, as amended, and the interests therein will not be registered under the Securities Act of 1933, as amended, or in any state or foreign securities laws. This document is provided for informational purposes only, and may not contain certain material information about the Fund. Interests will only be offered and sold only to those who meet the applicable investor qualifications, generally those who are “Qualified Purchasers” as such term is defined under federal securities laws. By accepting this document and/or attachments, you agree that you or the entity that you represent meet all client qualifications in the jurisdiction(s) where you are subject to the statutory regulations related to the investment program, as described herein. We assume that by acceptance of this document and/or attachments that the recipient understands the risks involved — including the loss of some or all of any investment by the recipient or the entity that he/she represents. The investment program may not be suitable for all investors.

Performance results of the Funds are total return; time-weighted rates of return expressed in U.S. dollars and include the reinvestment of dividends and other earnings. Results are shown net of costs, fees and incentive allocations and are unaudited. The performance results of the Funds are based on what an investor would have achieved if he/she had invested in the Funds since inception. Performance results may differ between investors, because of, among other things, differences in portfolio turnover, timing of investment and amount of capital at risk.

Past performance is no guarantee of future performance.

Prospective investors should inform themselves and take appropriate advice as to any applicable legal requirements and any applicable taxation and exchange control regulations in the countries of their citizenship, residence or domicile which might be relevant to the subscription, purchase, holding, exchange, redemption or disposal of any investments. The information contained herein does not take into account the particular investment objectives or financial circumstances of any specific person who may receive it. Before making an investment, prospective investors are advised to thoroughly and carefully review the confidential offering memorandum with their financial, legal and tax advisers to determine whether an investment such as this is suitable for them.

There is no guarantee that the investment objectives described herein will be achieved. There is no secondary market for interests of the Funds and none is expected to develop. You should not make an investment unless you have a long term holding objective and are prepared to lose all or a substantial portion of your investment. An investment in the Funds will be speculative and will involve a high degree of risk. Opportunities for withdrawal and transferability of interests will be restricted. As a result, investors may not have access to capital except according to the terms of withdrawal specified within the confidential offering memorandum and other related documents. The fees and expenses that will be charged by the Funds and/or by the Investment Manager may be higher than the fees and expenses of other investment alternatives and may offset profits. Certain information is based on data provided by third-party sources and, although believed to be reliable, it has not been independently verified and its accuracy or completeness cannot be guaranteed and should not be relied upon as such. Investment return and the principal value of an investment will fluctuate and may be quite volatile. In addition to exposure to adverse market conditions, investments may also be exposed to changes in regulations, change in providers of capital and other service providers.

Certain information contained in this material constitutes forward-looking statements, which can be identified by the use of forward-looking terminology such as “may,” “will,” “should,” “expect,” “anticipate,” “target,” “project,” “projections,” “estimate,” “intend,” “continue,” or “believe,” or the negatives thereof or other variations thereon or comparable terminology. Such statements are not guarantees of future performance or activities. Due to various risks and uncertainties, actual events or results or the actual performance may differ materially from those reflected or contemplated in such forward-looking statements.

This material is for informational purposes only. Any opinions expressed herein represent current opinions only and while the information contained herein is from sources believed reliable there is no representation that it is accurate or complete and it should not be relied upon as such. We accept no liability for loss arising from the use of this material. However, federal and state securities laws impose liabilities under certain circumstances on persons who act in good faith and nothing herein shall in any way constitute a waiver or limitation of any rights that an investor (or client) may have under federal or state securities laws.

The state of the origin of the offshore GCA Sustainable Growth Long Only Fund is Cayman Islands and the state of the origin of the offshore GCA Emerging Markets Sustainable Growth Fund is Bermuda. This document may only be distributed in or from Switzerland to qualified investors within the meaning of Art. 10 Para. 3, 3bis and 3ter CISA. The Representative in Switzerland is ACOLIN Fund Services AG, Stade lhoferstrasse 18, CH-8001 Zurich, whilst the Paying Agent is NPB Neue Privat Bank AG, Limmatquai 1/am Bellevue, P.O.Box, CH-8022 Zurich. The basic documents of the Fund as well as the annual report may be obtained free of charge at the registered office of the Swiss Representative.

V. BUSINESS CONTINUITY DISCLOSURE

Greentech Capital Advisors has designed a business continuity plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, Greentech Capital Advisors must be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information about our business continuity plan.

Contacting Us – If a significant business disruption occurs at our offices, the firm will assess which means of communication are still available, and use the means closest in speed and form (written or oral) to the means that have been used in the past to communicate with the other party.

Our Business Continuity Plan – Greentech Capital Advisors plans to quickly recover and resume business operations after a significant business disruption, and respond by safeguarding our employees and property, making a financial and operational assessment and protecting the firm’s books and records. Greentech Capital Advisors creates back-up copies of the server on a daily basis and stores the back-ups at an off-site location to ensure that critical data will not be lost in the event of a significant business disruption. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

We will make every reasonable effort to continue conducting business during any significant business disruption, employing the use of our business continuity plan. We plan to continue conducting business during any significant business disruption unless circumstances prohibit us from doing so. If, for any reason, at any time, we are forced by circumstances outside our direct control to discontinue business, we will immediately determine our planned recovery time and communicate those plans to all concerned parties.

We have devoted considerable thought and effort to designing our business continuity plan and we review and test our plan periodically to ensure readiness. However, no plan can assure recovery if a disaster or significant business interruptions were to occur.

VI. TRADEMARKS

Greentech Capital Advisors, the Greentech Capital Advisors logo and other Greentech Capital Advisors trademarks and service marks referenced herein are trademarks and service marks of Greentech Capital Advisors. The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners. You are prohibited from using any marks for any purpose including, but not limited to use as meta tags on other pages or sites on the World Wide Web without the written permission of Greentech Capital Advisors or such third party, which may own the marks.

VII. PROPRIETARY RIGHTS

All rights, title and interest in this Site and any content (“the Content”) contained herein is the exclusive property of Greentech Capital Advisors, except as otherwise stated. If no specific restrictions are displayed, you may make copies of selected portions of the Content, provided that the copies are made only for your personal use. Subject to specific restrictions that may govern specific portions of the Site, Greentech Capital Advisors grants to you the right to download, copy, transmit and distribute selected portions of the Site (but not the entire Site) for your legitimate and legal business purposes, provided that you maintain all of the Greentech Capital Advisors notices, such as all legal notices and disclaimers, copyright notices, trademark legends, or other proprietary rights notices. Except as provided in the preceding sentence or as permitted by the fair use privilege under applicable copyright laws or treaties, if any, you may not upload, post, reproduce, or distribute in any way Content protected by copyright, or other proprietary right, without obtaining permission of the owner of the copyright or other propriety right. In addition to the foregoing, use of any software Content shall be governed by the software license agreement applicable to such software. You may not modify, remove, delete, augment, add to, publish, transmit, participate in the transfer or sale of, create derivative works from, or in any way exploit any of the Content, in whole or in part.

VIII. USE OF LINKS

This Site contains links to third party web sites. These links are provided only as a convenience. The inclusion of any link is not and does not imply an affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by Greentech Capital Advisors of any information contained in any third party web site. In no event shall Greentech Capital Advisors be responsible for the information contained on that site or your use of or inability to use such site. You should also be aware that the terms and conditions of such site and the site’s privacy policy may be different from those applicable to your use of this Site.

IX. TERMINATION OF USAGE

Greentech Capital Advisors may terminate or suspend your access to all or part of the Site, without notice, for any conduct that the firm, in its sole discretion, believes is in violation of any applicable law or is harmful to the interests of another person, Greentech Capital Advisors, or its managing partner, partners, employees or other representatives.