Privacy Policy

Welcome to the Greentech Capital Advisors Internet Site (the “Site”). It is owned and operated by Greentech Capital Advisors, LLC (“Greentech Capital Advisors”). By using or accessing the Site, you agree to be legally bound and abide by the terms and conditions set forth below and elsewhere on this Site.

I. GENERAL DISCLAIMERS

Greentech Capital Advisors provides the Site only for your convenience. Neither Greentech Capital Advisors, nor its managing partner, partners, employees or other representatives, warrant that the Site will be uninterrupted or error-free; nor do they make any warranty as to the results that may be obtained from the use of the Site. The Site is provided without warranties of any kind, either expressed or implied, including but not limited to warranties of title or implied warranties of merchantability or fitness for a particular purpose. Neither Greentech Capital Advisors nor any other party involved in creating, producing, or distributing the Site shall be liable for any direct, indirect, incidental, special, or consequential damages that result from the use of or inability to use the Site, including but not limited to interruptions, deletion of files or email, errors, defects, viruses, delays in operation or transmission, or any failure of performance, whether or not resulting from force majeure, communications failure, theft, destruction, or unauthorized access to Greentech Capital Advisors’ records, programs, or services. Because some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages, in such jurisdictions, our liability is limited by the fullest extent permitted by law.

This Site is not intended for any use which would be contrary to local law or regulation. No portion of this Site is directed at you if Greentech Capital Advisors is prohibited by any law of any jurisdiction from making the information on this Site available to you. No portion of this Site constitutes investment, legal or other advice nor is it to be relied upon in making an investment decision. No portion of this Site constitutes an offer or an invitation to make an offer to sell securities or to provide investment services of any description.

By using the Site, you are agreeing that your personal data may be utilized by Greentech Capital Advisors and may be held and processed as well as disclosed to third parties anywhere in the world, both electronically and manually, for the purposes of Greentech Capital Advisors’ administration and/or management of its employees, its prospective employees and/or its business, and/or for compliance with applicable policies and procedures, laws and regulations. E-mail messages may not be secure and may be intercepted by third parties. If you send us an e-mail containing confidential information about you, you agree that you do so at your own risk and that you hold Greentech Capital Advisors harmless from any loss that you may suffer as a result.

United States Regulatory Information: Greentech Capital Advisors Securities, LLC is registered as a broker-dealer with the U.S. Securities and Exchange Commission (“SEC”) and is a member of the Financial Industry Regulatory Authority (“FINRA”), as well as a member of the Securities Investor Protection Corporation. Please visit www.finra.org for more information.

II.BUSINESS CONTINUITY DISCLOSURE

Greentech Capital Advisors has designed a business continuity plan (“BCP”) to evaluate and manage a potential significant disruption to its business operations so that we may continue critical business functions in the event of an emergency. Critical functions include the storage and preservation of data, alternate communications with clients and regulators and alternate communications with employees. Since the timing and impact of disasters and disruptions is unpredictable, Greentech Capital Advisors must be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information about our business continuity plan.

Contacting Us – If a significant business disruption occurs at our offices, the firm will assess which means of communication are still available, and use the means closest in speed and form (written or oral) to the means that have been used in the past to communicate with the other party.

Our Business Continuity Plan – Greentech Capital Advisors plans to quickly recover and resume business operations after a significant business disruption, and respond by safeguarding our employees and property, making a financial and operational assessment and protecting the firm’s books and records. Greentech Capital Advisors creates back-up copies of the server on a daily basis and stores the back-ups at an off-site location to ensure that critical data will not be lost in the event of a significant business disruption. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

We will make every reasonable effort to continue conducting business during any significant business disruption, employing the use of our business continuity plan. We plan to continue conducting business during any significant business disruption unless circumstances prohibit us from doing so. If, for any reason, at any time, we are forced by circumstances outside our direct control to discontinue business, we will immediately determine our planned recovery time and communicate those plans to all concerned parties.

We have devoted considerable thought and effort to designing our business continuity plan and we review and test our plan periodically to ensure readiness. However, no plan can assure recovery if a disaster or significant business interruptions were to occur.

III. TRADEMARKS

Greentech Capital Advisors, the Greentech Capital Advisors logo and other Greentech Capital Advisors trademarks and service marks referenced herein are trademarks and service marks of Greentech Capital Advisors. The names of other companies and third-party products or services mentioned herein may be the trademarks or service marks of their respective owners. You are prohibited from using any marks for any purpose including, but not limited to use as meta tags on other pages or sites on the World Wide Web without the written permission of Greentech Capital Advisors or such third party, which may own the marks.

IV. PROPRIETARY RIGHTS

All rights, title and interest in this web site and any content (“the Content”) contained herein is the exclusive property of Greentech Capital Advisors, except as otherwise stated. If no specific restrictions are displayed, you may make copies of selected portions of the Content, provided that the copies are made only for your personal use. Subject to specific restrictions that may govern specific portions of the Site, Greentech Capital Advisors grants to you the right to download, copy, transmit and distribute selected portions of the Site (but not the entire Site) for your legitimate and legal business purposes, provided that you maintain all of the Greentech Capital Advisors notices, such as all legal notices and disclaimers, copyright notices, trademark legends, or other proprietary rights notices. Except as provided in the preceding sentence or as permitted by the fair use privilege under applicable copyright laws or treaties, if any, you may not upload, post, reproduce, or distribute in any way Content protected by copyright, or other proprietary right, without obtaining permission of the owner of the copyright or other propriety right. In addition to the foregoing, use of any software Content shall be governed by the software license agreement applicable to such software. You may not modify, remove, delete, augment, add to, publish, transmit, participate in the transfer or sale of, create derivative works from, or in any way exploit any of the Content, in whole or in part.

V. USE OF LINKS

This web site contains links to third party web sites. These links are provided only as a convenience. The inclusion of any link is not and does not imply an affiliation, sponsorship, endorsement, approval, investigation, verification or monitoring by Greentech Capital Advisors of any information contained in any third party web site. In no event shall Greentech Capital Advisors be responsible for the information contained on that site or your use of or inability to use such site. You should also be aware that the terms and conditions of such site and the site’s privacy policy may be different from those applicable to your use of this web site.

VI. PRIVACY POLICY

Greentech Capital Advisors reserves the right to cooperate fully with local, state or provincial, national, and international officials in any investigation relating to any Content (including personal or private electronic communication transmitted on the Site) or purported unlawful activities of anyone who accesses the Site. Greentech Capital Advisors does not disclose any confidential information obtained about its clients, except as required or permitted by law or as otherwise authorized by such clients. Greentech Capital Advisors is committed to preserving the confidentiality and security of its clients’ information and maintains physical, electronic and procedural protections designed to guard information against impermissible disclosure.

VII. TERMINATION OF USAGE

Greentech Capital Advisors may terminate or suspend your access to all or part of the Site, without notice, for any conduct that the firm, in its sole discretion, believes is in violation of any applicable law or is harmful to the interests of another person, Greentech Capital Advisors, or its managing directors, partners, employees or other representatives.